Thursday, March 21, 2019


Steps for Financial Inclusion and Formal Banking:

1) Indian Post Payment Bank
2) PM Jan Dhan Yojana and Aadhaar
3) Govt schemes for financial insurance
4) Govt's other financial inclusion schemes
5) Direct benefit transfer and non-cash payments
6) Demonetisation and GST
7) Closure of black money channels
8) Tax treaties and information exchange
9) Recovery of Bank fraud money
10) Funding capital requirement of Banks
11) Blockchain
12) Limiting discretion in govt policy implementation

Indian Post Payment Bank
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https://www.livemint.com/Industry/0ZCVVXLyO8E9W3DPLodsqK/India-Post-Payments-Bank-launch-tomorrow-10-things-to-know.html

https://economictimes.indiatimes.com/wealth/personal-finance-news/india-post-payment-bank-to-scrap-debit-cards-use-qr-codes/articleshow/65620310.cms

PM Jan Dhan Yojana and Aadhaar
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◙ India has shown remarkable progress in terms of bank accounts and financial inclusion -- and effectively utilised the power of mobile technology and biometric ID.

◙ 324m Jandhan bank a/c were opened. Coverage of adults (15+ years) rose sharply from 53% in 2014 to 80% in 2018. The gender gap is down from 20% to just 6%, and so is the income gap (from 15% to just 4.5%).

◙ Jan Dhan accounts seeded with Aadhaar (biometric ID) and Mobile phone (almost universally accessible digital ICT) allow digital payments. Currently, 85% Jandhan a/c are seeded with Aadhaar.

◙ Financial inclusion benefits are RuPay debit card, free overdraft facility and free accident insurance cover. Currently, 244m RuPay cards are attached to Jandhan accounts.

◙ Low-cost pension and micro-insurances were added in 2015. In August 2018, free accident insurance cover (for new a/cs) and overdraft limits were doubled to Rs 2lakh and Rs10,000 respectively.

◙ Now, every adult will be targeted, so that 190m unbanked adults are enroled. Previously Jan Dhan was focused on recruiting one adult in every household. A Banking Correspondent is deployed from 1.25 lakh Sub-Service Areas (in rural areas) to take care of btw 1000-1500 households.

Govt schemes for financial insurance or savings
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◙ Pradhan Mantri Jeevan Bima Yojana (life insurance via PMJDY bank account) has 54.7 million subscribers

◙ Pradhan Mantri Suraksha Bima Yojana (accident insurance via RuPay debit card) has 139.8 million subscribers

◙ Atal Pension Yojana (for informal workers in the unorganized sector) has over 11.1 million subscribers

◙ Pradhan Mantri Vyay Vandana Yojana (high-interest deposits for 60+ yrs) benefits 300,000

◙ Sukanya Samriddhi Yojana (small regular tax-free savings for the girl child, for min 15 years) has 12.6m subscribers and Rs 19,200cr as of Nov 2017. It started in 2015.

Govt's other financial inclusion schemes
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◙ PM MUDRA Yojana (small loans up to 10 lakh to non-corporate small & micro enterprises) has lent Rs 6.37 lakh crore to 134.7m beneficiaries. It continues to expand.

◙ Ayushman Bharat-NHPS or PMJAY (Rs 5lakh pa hospital cover for ~40% poorest households) covers 80.3m families in rural areas & 23.3m in urban areas. It is expected to shake-up the entire healthcare & allied sectors, increasing capacities, reducing prices and driving insurance penetration in the growing middle classes, beyond those covered under Ayushman Bharat.

Direct benefit transfer and non-cash payments
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◙ Centre under PM Modi prefers to use DBT to make disbursements. As a result, DBT has taken off and accelerated in the last 4 years. Cumulatively DBTs amount to Rs 3.89 lakh crore (till May 2018).

◙ 437 Central schemes (from 56 ministeries) paid out Rs 190,800cr to 1,239m beneficiaries in 2017-18. This is a jump from 142 schemes paying out Rs 74,700cr to 357m beneficiaries in the preceding year. DBT payout in 2013-4 (last year of previous govt's term) was merely Rs 7,400cr.

◙ New DBT funds came from PAHAL (LPG cylinder subsidy) before 2014-15, MGNREGs in 2015-16, and PMAYG (affordable housing) & small schemes in 2017-18. Numerous small schemes were added btw 2015-18. Largest beneficiaries come from PDS (public food distribution), PAHAL and MGNREGs.

◙ Over 75m Jandhan a/c are receiving DBT

Demonetisation and GST
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◙ Direct and indirect tax compliance has soared. It has resulted in the lower GST rates and lower borrowing costs. It has also led to much higher inflows into savings and mutual funds.

◙ Data analytics is detecting undisclosed incomes and assets, helped by GST data from e-way bills and selective invoice matching. Sophisticated IT systems are also collating from diverse sources, incl tax departments (indirect, direct, customs), banking and digital payments, public or govt sectors, asset holdings (financial, RE, vehicle), air travel, etc.

◙ Digital payments for business and retail transactions have mushroomed and so have non-banking payment modes like wallet, UPI and Aadhaar based. Core banking is becoming widespread.

◙ Shell companies were found to be conduits for money laundering during demonetisation, which led to their mass cancellation. Banking systems were found wanting, and this led to greater use of technology and blockchain.

Closure of black money channels
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◙ Closure of lakhs of shell companies and barring of their directors.

◙ Tightening and closure of NGOs that don't file accounts and transgress

◙ The Banning of Unregulated Deposit Schemes Bill, 2018 deals with unregulated deposit schemes, or ponzi schemes that find loopholes in State laws. Promoters and directors are obliged to repay deposits in full, or risk attachment of assets, hefty fines and lengthy jail terms.

◙ The Benami Transactions (Prohibition) Amendment Act, 2016 should force people to simplify their holdings or risk hefty consequences. This should be coupled with proper registration of land & property titles (which has not happened).

◙ Insolvency and Bankruptcy Code 2016 should deter embezzlement of large sums of borrowed money, as lenders can take defaulting companies to bankruptcy and liquidation court. Govt is using Interpol and bilateral agreements to bring back wilful defaulters and their loot.

◙ Fugitive Economic Offenders Bill, 2018 deters defaulters from absconding abroad, as they will stand to lose their property in India. Govt could make it applicable overseas through bilateral agreements.

◙ Undisclosed Foreign Income and Assets (Imposition of Tax) Bill, 2015 should curb foreign black money, as it attracts tax at over 100%, and a hefty 3-10 years in jail for willful offenders.

Tax treaties and information exchange
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◙ Tax treaty revisions to reduce round-tripping of black money.

◙ Automatic real-time exchange of banking information with member countries

◙ Detailed financial reports of multinationals ("country-by-country reports") are obtained through automatic route (by bilateral agreements or via 72 nation MCAA). This improves risk-assessment to detect tax leakages (ie. selection for taking up tax audits) and subsequent transfer pricing audits.

Recovery of Bank fraud money
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https://www.livemint.com/Industry/aTpgAeuR87Wp9Jj6FybcAM/Prime-Minister-Modi-launches-India-Post-Payments-Bank.html

Funding capital requirement of Banks
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Blockchain
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Limiting discretion in govt policy implementation
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